Agenda, decisions and minutes

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Items
No. Item

1.

Appointment of Chair (10:00 am)

To appoint a Member to chair the hearing.

Minutes:

Resolved: That Cllr Runciman be appointed as Chair of the meeting.

 

2.

Declarations of Interest (10:02 am) pdf icon PDF 222 KB

At this point in the meeting, Members and co-opted members are asked to declare any disclosable pecuniary interest, or other registerable interest, they might have in respect of business on this agenda, if they have not already done so in advance on the Register of Interests. The disclosure must include the nature of the interest. An interest must also be disclosed in the meeting when it becomes apparent to the member during the meeting.

 

[Please see attached sheet for further guidance for Members].

 

Minutes:

Members were asked to declare at this point in the meeting any disclosable pecuniary interests or other registerable interests they might have in respect of business on the agenda, if they had not already done so in advance on the Register of Interests. 

 

No interests were declared. 

3.

Exclusion of Press and Public (10:02 am)

To consider whether to exclude the Press and Public at any point in the hearing when there is a possibility that exempt information under Paragraph 1 of Schedule 12A to Section 100A of the Local Government Act 1972 (as revised by The Local Government (Access to Information) (Variation) Order 2006) may be disclosed; namely, the identity of any of the witnesses called to give evidence.

 

Minutes:

Resolved:  That the press and public be excluded from the meeting during consideration of the private reports at Agenda Item 4 (Code of Conduct Complaints received in respect of a Parish Councillor), on the grounds that they contain information relating to individuals and information likely to reveal the identity of individuals, which is classed as exempt under paragraphs 1 and 2 of Schedule 12A to Section 100A of the Local Government Act 1972, as amended by the Local Government (Access to Information) (Variation) Order 2006.

 

[Note: following the above resolution, the Deputy Monitoring Officer confirmed that she had nothing further to add in respect of the public reports in the agenda papers, and the remainder of the meeting took place in private session.]

4.

Complaint against a Member of a Council covered by the Joint Standards Committee (10:03 am) pdf icon PDF 164 KB

To consider a code of conduct complaint brought against a Parish Councillor, which has been referred to the Hearings Sub-Committee for determination following an investigation.

 

Additional documents:

Decision:

Joint Standards Committee

Hearings Sub Committee – 18 December 2023

Code of Conduct Complaints Relating To City of York Council and Osbaldwick Parish Council

 

Paragraph 34 Decision Notice (Hearing)

 

Date of Complaint

 

16/04/2023

Date of Initial Assessment by JSC

26/06/2023

 

Hearing Date

18/12/2023

 

Independent Person

 

Joe Leigh

Panel

The Panel comprised Councillor C Runciman (Chair), Councillor T Fisher and Parish Councillor M Waudby. The Panel is not required to be politically balanced.

 

The Independent Person’s view was provided to the Panel and taken into account at all relevant times in the procedure. The Independent Person was not a voting member of the Panel.

 

The Hearing

The Panel resolved to exclude the Press and Public from the meeting due to the consideration of exempt information, namely “Information relating to any individual” and “Information which is likely to reveal the identity of an individual”. They noted that such information is exempt information if and so long, as in all the circumstances of the case, the public interest in maintaining the exemption outweighs the public interest in disclosing the information. The individuals concerned were the subject member, the witnesses and the complainant. Whilst the Panel was aware the subject member had expressed that they had no interest in the matter being confidential, that was not the sole viewpoint to consider. There was a clear interest in maintaining public confidence in bringing complaints forward without fear of unwanted public attention.

 

 

 

 

The Complaint

On 16 April 2023 the Monitoring Officer received a complaint from a resident alleging that Cllr Mark Warters had breached the Code of Conduct by arranging for his election leaflet to be circulated with the Osbaldwick Parish Council Spring newsletter (which was very similar in appearance). The resident expressed concern that the newsletter was publicly funded and its distribution at the same time and as Cllr Warters' election literature was designed to attribute the achievements of the Parish Council to Cllr Warters and thereby constituted a misuse of resources and an attempt to gain an advantage, contrary to the Parish Council Code of Conduct.

 

Decision – Findings of fact on the balance of probability

 

The Panel members considered the evidence gathered by the Investigating Officer from the complainant and from the Parish Clerk. They accepted that the subject member had been provided with ample opportunity to contest both the alleged facts and the issue of whether those facts amounted to a breach of the Code. They noted that the subject member had emphatically declined to participate in the investigation and hearing but were prepared to accept two late testimonials on behalf of the subject member. None of the subject member or supporter comments however went to the facts of the case which were effectively undisputed. The Panel accepted the investigating officer’s analysis of the facts with one minor amendment and concluded as follows:

 

We make the following findings on the balance of probabilities:

 

1. Cllr Warters prepared and arranged the printing of both documents and failed to ensure that distribution  ...  view the full decision text for item 4.

Minutes:

The Panel considered a complaint made by aresident against Cllr Mark Warters alleging that he had breached the Code of Conduct by arranging for his election leaflet to be circulated with the Osbaldwick Parish Council Spring newsletter (which was very similar in appearance). The resident expressed concern that the newsletter was publicly funded and its distribution at the same time and as Cllr Warters' election literature was designed to attribute the achievements of the Parish Council to Cllr Warters and thereby constituted a misuse of resources and an attempt to gain an advantage, contrary to the Parish Council Code of Conduct.  The matter had been referred to the Hearings Sub-Committee for determination following an investigation.

 

The investigating officer presented his report and responded to questions from the panel.

 

The Panel members considered the evidence gathered by the Investigating Officer from the complainant and from the Parish Clerk. They accepted that the subject member had been provided with ample opportunity to contest both the alleged facts and the issue of whether those facts amounted to a breach of the Code. They noted that the subject member had emphatically declined to participate in the investigation and hearing but were prepared to accept two late testimonials on behalf of the subject member. The Panel accepted the investigating officer’s analysis of the facts with one minor amendment and concluded:

 

 

1. Cllr Warters prepared and arranged the printing of both documents and failed to ensure that distribution was carried out separately;

 

2. The format and layout of the documents was strikingly similar;

 

3. Cllr Warters arranged for other members of the Parish Council to distribute some or all of the documents alongside copies of the Parish Council newsletter. This amounted to the use of Parish Council resources;

 

4. At least some of the Parish Council members delivered the leaflets together with one document tucked inside the other;

 

5. It was reasonably foreseeable that delivering the two documents in this way would create the impression that he was trying to strengthen his campaign for re-election by associating it with the work and achievements of the Parish Council;

 

6. By acting in this way, when it was reasonably foreseeable that the impression of seeking an unfair advantage would be created.

 

 

Having considered the Investigating Officer’s report and the Local Government Association guidance and advice of the Deputy Monitoring officer,  the Panel

 

Resolved:  That the Investigating Officer’s findings that Cllr Warters had breached paragraph 3 of the Code of Conduct be upheld.

 

Reason:     The delivery of the Parish newsletters used council resources and the impression created by the similarity of the two documents and their delivery together was foreseeably favourable to his election campaign.

 

Sanctions

 

The Panel considered what, if any sanctions should be imposed for the breach.  In doing so they observed that to take no action in respect of a clear breach would not be appropriate, and

 

Resolved:  That the Monitoring Officer write an open letter advising the Parish Council should arrange training for the  ...  view the full minutes text for item 4.

 

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